Transfer agent

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(11) Transfer agent has the same meaning as in section 3(a)(25) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(25)).

As defined in Regulation S-P, 17 CFR 248.30(d), issued by Securities and Exchange Commission

Rules that use this term

Regulation S-P17 CFR 248.30 · binds brokers, dealers, investment companies, registered investment advisers, funding portals and transfer agents

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