Covered institution
The published text, quoted as written, with its citation.
(3) Covered institution means any broker or dealer, any investment company, and any investment adviser or transfer agent registered with the Commission or another appropriate regulatory agency (“ARA”) as defined in section 3(a)(34)(B) of the Securities Exchange Act of 1934.
Rules that use this term
Check your site against Covered institution
One address in. A pass or a fix for every rule that binds it, each with its citation.